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SEC Rule 10b-5
Results: 780

#	Item
371	Show Me Your Green Card: Just How American are American Depositary Receipts Add to Reading List Source URL: bclawreview.org Language: English - Date: 2012-10-04 19:55:57 73rd United States Congress United States Securities and Exchange Commission Financial system Stock market SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States Securities Act American depositary receipt United States securities law Financial economics Financial regulation
372	Administrative Proceeding: John J. Mohalley Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-18 11:15:45 Financial regulation SEC filings New Deal Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act SEC Rule 10b-5 United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
373	Litigation Release: James A. Merriam, et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-06 11:52:36 Law Financial regulation Financial system Corruption SEC Rule 10b-5 Securities fraud Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
374	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 18, 2014 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-18 17:29:22 Financial regulation Government Corporate crime U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
375	Complaint: Glenn Grossman, Lawrence Steven Cohen, David Schmidt, and John Zanic Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-08 12:27:40 Financial regulation Financial economics Stock market Securities Exchange Act Securities Act Financial system SEC Rule 10b-5 Securities and Exchange Commission Stock exchange United States securities law 73rd United States Congress United States Securities and Exchange Commission
376	Gerald Gross Attorney for Plaintiff SECURITIES AND EXCHANGE COMMISSION New York Regional Office 3 World Financial Center New York, NY[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-06 13:05:57 Financial regulation Financial economics Stock market Securities Exchange Act Financial system Securities Act SEC Rule 10b-5 Stock exchange Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
377	IN THE UNITED STATES DISTRICT COURT FOR THE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-24 11:58:21 73rd United States Congress Form 10-K Rule 13D Securities Exchange Act 13D SEC Rule 10b-5 Financial regulation Securities regulation in the United States Government SEC filings United States securities law United States Securities and Exchange Commission
378	ORMAT TECHNOLOGIES, INC. INSIDER TRADING POLICY and Guidelines with Respect to Certain Transactions in Corporation Securities ___________________ This Policy provides guidelines to employees, officers and directors of Add to Reading List Source URL: www.ormat.com Language: English - Date: 2014-07-02 11:09:51 Corruption Insider trading Stock market SEC Rule 10b5-1 Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Corporation Securities and Exchange Commission Law United States securities law Business
379	SEC Complaint: MICHAEL J. BARON Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-11 11:28:27 Financial regulation Financial system Economics Corruption Insider trading SEC Rule 10b-5 Stryker Corporation Securities regulation in the United States Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
380	Litigation Release: Vintage Group, Inc., James A. Merriam and Dori R. Merriam Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-05 17:22:55 Financial regulation United States New Deal Securities Act Investment Company Act Securities Exchange Act SEC Rule 10b-5 Securities Fraud Deterrence and Investor Restitution Act United States securities law United States Securities and Exchange Commission 73rd United States Congress

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